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Fundamentals of Securities Regulation Book

Fundamentals of Securities Regulation
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Fundamentals of Securities Regulation, When you need a quick answer to a securities question, turn to Fundamentals of Securities Regulation. Loss and Seligman have distilled their authoritative 11-volume treatise, Securities Regulation, into one convenient volume, offering expert, Fundamentals of Securities Regulation
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Digital Copy
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  • Fundamentals of Securities Regulation
  • Written by author Louis Loss, Joel Seligman
  • Published by Wolters Kluwer Law & Business, 11/1/2000
  • When you need a quick answer to a securities question, turn to Fundamentals of Securities Regulation. Loss and Seligman have distilled their authoritative 11-volume treatise, Securities Regulation, into one convenient volume, offering expert
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Preface
Ch. 1 Background of the SEC Statutes 1
Ch. 2 Federal Regulation of the Distribution of Securities 63
Ch. 3 Coverage of the Securities Act of 1933: Definitions and Exemptions 201
Ch. 4 Protective Committee Reform: The Trust Indenture Act of 1939 and SEC Functions Under the Bankruptcy Code 407
Ch. 5 "Control" Concepts Under the SEC Statutes 419
Ch. 6 Registration and Postregistration Provisions of the 1934 Act 435
Ch. 7 Regulation of the Securities Markets 677
Ch. 8 Regulation of Brokers, Dealers, and Investment Advisers 753
Ch. 9 Fraud 837
Ch. 10 Manipulation 1045
Ch. 11 Civil Liability 1105
Ch. 12 Government Litigation 1341
Ch. 13 SEC Administrative Law 1375
Ch. 14 Conflict of Laws, Procedural Aspects, and "Globalization" 1447
Table of No-Action and Interpretative Letters 1485
Index 1545


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Fundamentals of Securities Regulation, When you need a quick answer to a securities question, turn to Fundamentals of Securities Regulation. Loss and Seligman have distilled their authoritative 11-volume treatise, Securities Regulation, into one convenient volume, offering expert, Fundamentals of Securities Regulation

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Fundamentals of Securities Regulation, When you need a quick answer to a securities question, turn to Fundamentals of Securities Regulation. Loss and Seligman have distilled their authoritative 11-volume treatise, Securities Regulation, into one convenient volume, offering expert, Fundamentals of Securities Regulation

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Fundamentals of Securities Regulation, When you need a quick answer to a securities question, turn to Fundamentals of Securities Regulation. Loss and Seligman have distilled their authoritative 11-volume treatise, Securities Regulation, into one convenient volume, offering expert, Fundamentals of Securities Regulation

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