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Book Categories |
| Foreword | ||
| Preface | ||
| Tables of Cases | ||
| Tables of Legislation | ||
| List of Abbreviations | ||
| I | The Framework | |
| 1 | Foundations | |
| 2 | Historical Foundations and the Legacy of Pensions Mis-selling | |
| 3 | The Financial Services Industry | |
| 4 | The Regulatory Framework | |
| 5 | Financial Products | |
| 6 | The Integrity of Transactions | |
| II | Causes of Action | |
| 7 | Breach of Statutory Duty | |
| 8 | The Law of Contract | |
| 9 | Misrepresentation and Duties of Disclosure | |
| 10 | Negligence | |
| 11 | Equitable Claims: Fiduciary Obligations, Undue Influence and Unconscionability | |
| III | Intermediaries | |
| 12 | Intermediaries | |
| IV | Standards of Conduct | |
| 13 | Financial Promotion | |
| 14 | Standards of Liability and the Conduct of Business Rules | |
| V | Causation | |
| 15 | Causation | |
| VI | Remedies | |
| 16 | Private Law Remedies | |
| 17 | Public Law Remedies | |
| VII | Defences | |
| 18 | Contributory Negligence | |
| 19 | Limitation of Actions | |
| VIII | Consumer Complaints and Compensation | |
| 20 | Consumer Complaints: The Financial Ombudsman Service | |
| 21 | Consumer Compensation: The Financial Services Compensation Scheme | |
| IX | Authorization, Discipline and Enforcement | |
| 22 | The Powers and Procedures of the Financial Services Authority and the Tribunal | |
| 23 | Authorization and Policing the Perimeter | |
| 24 | Discipline and Enforcement | |
| 25 | Injunctions and Restitution Orders | |
| X | Practical Matters | |
| 26 | Expert Evidence | |
| 27 | Some Aspects of Civil Procedure | |
| 28 | Alternative Dispute Resolution | |
| 29 | Some Aspects of Insurance Law | |
| 30 | Financial Services and the Professions: Professional Firms | |
| App. A | Financial Services and Markets Act 2000 (extracts) | |
| App. B | Secondary legislation: The Financial Services and Markets Act 2000 (Regulated Activities) Order 2001, SI 2001/544 | |
| App. C | FSA Handbook of Rules and Guidance: Conduct of Business Sourcebook (COB) (extracts) | |
| Index |
| Price | Condition | Delivery | Seller | Action |
| $99.99 | Digital |
| WonderClub |
Justin Brown
reviewed Financial Advice and Financial Products Law and Liability on July 16, 2012
Financial Advice and Financial Products Law and Liability
Wow!!!! Thought provoking and I still remain shocked by all the information I read in this awesome book. This is not just for people of color or of african descent, this is for all people. Rituals and traditions began somewhere..its time to find out how, why, and the reason its time to let them go.
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Add Financial Advice and Financial Products Law and Liability, Timed so as to coincide with the Financial Services & Markets Act 2000 coming into force, which will markedly affect the regulatory regime, this book looks in detail at the extent to which financial advisors (whether institutional or independent) are , Financial Advice and Financial Products Law and Liability to the inventory that you are selling on WonderClubX
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Add Financial Advice and Financial Products Law and Liability, Timed so as to coincide with the Financial Services & Markets Act 2000 coming into force, which will markedly affect the regulatory regime, this book looks in detail at the extent to which financial advisors (whether institutional or independent) are , Financial Advice and Financial Products Law and Liability to your collection on WonderClub |