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Book Categories |
| Introduction | ||
| A Message From the Author | ix | |
| Helpful Hints | ix | |
| Chapter 1 | Corporate Securities | |
| Basic Corporate Structure | 1 | |
| Common Stock | 2 | |
| Preferred Stock | 8 | |
| Corporate Bonds | 13 | |
| Chapter 1 Examination | 23 | |
| Answers | 30 | |
| Chapter 2 | U.S. Government and Agency Securities | |
| U.S. Government Obligations | 33 | |
| U.S. Government Agency Securities | 37 | |
| Description of Government Agencies | 38 | |
| U.S. Government Agency Securities and Money Market Instruments | 40 | |
| Collateralized Mortgage Obligations -- CMOs | 43 | |
| Chapter 2 Examination | 49 | |
| Answers | 55 | |
| Chapter 3 | Municipal Securities | |
| Types of Municipal Securities | 58 | |
| Market for Municipal Securities | 65 | |
| Calculations | 71 | |
| Federal Legal Considerations | 77 | |
| Chapter 3 Examination | 83 | |
| Answers | 90 | |
| Chapter 4 | The Securities Act of 1933 -- Underwriting | |
| NASD Established | 93 | |
| Registered Offerings | 96 | |
| Chapter 4 Examination | 105 | |
| Answers | 112 | |
| Chapter 5 | Direct Participation Programs and Limited Partnerships | |
| Limited Partnerships | 115 | |
| Real Estate Limited Partnerships | 120 | |
| Real Estate Programs | 121 | |
| Oil and Gas Programs | 123 | |
| Equipment Leasing Programs | 125 | |
| The Securities Investor Protection Act and SIPC | 126 | |
| Taxation: Tax Reform Act of 1986 | 127 | |
| Keogh Plans | 134 | |
| Chapter 5 Examination | 139 | |
| Answers | 146 | |
| Chapter 6 | Nyse and Over-the-Counter Transactions/NASD | |
| Opening and Handling of Accounts | 148 | |
| Exchange Regulations | 152 | |
| Exchange Markets | 154 | |
| The NASD and the Over-the-Counter Market | 165 | |
| The Over-the-Counter Market | 178 | |
| Chapter 6 Examination | 187 | |
| Answers | 195 | |
| Chapter 7 | Investment Companies | |
| Investment Company Act of 1940 | 198 | |
| Regulations Governing the Sale of Investment Company Securities | 206 | |
| Computations of Yield | 208 | |
| Prohibited Practices | 209 | |
| Advertising and Sales Literature | 210 | |
| Fixed and Variable Annuities | 210 | |
| Chapter 7 Examination | 215 | |
| Answers | 222 | |
| Chapter 8 | The Federal Reserve and Margin | |
| Federal Reserve System | 225 | |
| Margin Accounts and Short Sales | 228 | |
| Chapter 8 Examination | 243 | |
| Answers | 250 | |
| Chapter 9 | Options | |
| Equity Options | 254 | |
| Index Options | 270 | |
| Interest Rate Options | 271 | |
| Foreign Currency Options | 274 | |
| Chapter 9 Examination | 279 | |
| Answers | 286 | |
| Chapter 10 | Securities Analysis | |
| Financial Statements | 289 | |
| Financial Statement Formulas | 306 | |
| Technical Analysis | 306 | |
| Market Theories | 307 | |
| Sources of Industry Statistics | 310 | |
| Chapter 10 Examination | 315 | |
| Answers | 321 | |
| Chapter 11 | General Securities Registered Representative Examination: Series 7 Practice Examination | |
| Part 1327 | ||
| Part 1 Answers | 343 | |
| Part 2350 | ||
| Part 2 Answers | 366 | |
| Index | 375 |
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Add How to Prepare for the Stockbroker Exam: Series 7, A 250-question full-length test closely approximates the actual Series 7 Stockbroker Exam, with answers to all questions. Detailed and up-to- date review chapters cover all exam subjects, which include: corporate securities, U.S. Government securities, mo, How to Prepare for the Stockbroker Exam: Series 7 to the inventory that you are selling on WonderClubX
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Add How to Prepare for the Stockbroker Exam: Series 7, A 250-question full-length test closely approximates the actual Series 7 Stockbroker Exam, with answers to all questions. Detailed and up-to- date review chapters cover all exam subjects, which include: corporate securities, U.S. Government securities, mo, How to Prepare for the Stockbroker Exam: Series 7 to your collection on WonderClub |