Private Equity, Corporate Governance and the Dynamics of Capital Market Regulation Book

Preface vii

Contributors xi

Introduction: The Dynamics of Capital Market Governance Justin O'Brien 1

1 The Conceptual Underpinnings of Australian Securities Regulation Malcolm Rodgers 19

2 Evolving 'Rules of the Game' in Corporate Governance Reform Jennifer Hill 29

3 Overlapping Fields and Constructed Legalities: The Endogeneity of Law Lauren B Edelman 55

4 The Significance of Relative Autonomy in How Regulation of the Financial Services Sector Evolves George Gilligan 91

5 ASIC v Citigroup: Investment Banks, Conflicts of Interest, and Chinese Walls Pamela F Hanrahan 117

6 Enforcement of Capital Markets Regulation: The United Kingdom and Its International Markets Iain MacNeil 143

7 Why Auditors Don't Find Fraud Nicholas M Hodson 179

8 Compliance, Ethics and Responsibility: Emergent Governance Strategies in the US and UK Doreen McBarnet 213

9 Professional Norms Dean Cocking 241

10 Sarbanes-Oxley and the Search for Accountable Corporate Governance Melvin J Dubnick 265

11 Charting an Icarian Flightpath: The Implications of the Qantas Deal Collapse Justin O'Brien 295

12 Institutions, Integrity Systems and Market Actors Seumas Miller 339

Bibliography 371